Levin College of Law
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Securities Law Enforcement

Course Number: LAW 6930 Credits: 1

In this course you will study federal statutes, case law, and regulations, which are designed to protect investors from fraud. The course focuses on SEC investigations, examination process, and the antifraud laws governing public and private actors that issue, trade, provide advice about and regulate investments in securities. These actors include: public companies, broker-dealers, investment advisers, regulators, gatekeepers, investors and others.